iQ Employment Manager


iQ Senior Management Employment Policy Guide – Contents Index

Please Note: the iQ Employment Manager CD also contains a Middle Manager's Guide – which is a summarised version of this Senior Guide. This is designed to be distributed, if relevant, to any Departmental Heads / Team Leaders to ensure they deal with staff issues correctly and know when to refer to the Senior Person on more sensitive and complex issues.

PART I – COMMENCEMENT OF EMPLOYMENT

  • Data Protection Act
  • Introduction
  • Legislation governing recruitment of employees
  • Works permits and immigration
  • Employing children & young persons
  • Disabled workers
  • Membership of trade unions
  • Employing Agency Workers
  • Criminal records
  • Criminal Records Bureau (CRB) – Disclosure Document
  • Data Protection – Employment Practices Code
  • Race, sex and disability discrimination (including discrimination on the grounds of gender re–assignment).
  • Direct discrimination
  • Indirect discrimination
  • Harassment
  • Victimisation
  • Instructions to discriminate
  • Discrimination after the working relationship has ended
  • The Employment Equality (Age) Regulations 2006 Questionnaire
  • Codes of Practice
  • Advertising employment vacancies
  • Application for employment forms
  • Shortlisting Applicants
  • Monitoring the equal opportunities policy
  • Interviews
  • After the interview
  • New employee induction programme
  • Probationary periods

PART II – EMPLOYEE RIGHTS DURING THE CONTRACT OF EMPLOYMENT

  • Issuing a written statement of terms and conditions of employment to employees at the commencement of their employment
  • Part–Time Working
  • Amount of Employee Paid Holiday Entitlement
  • Increase in Statutory Minimum Holiday Entitlement and Transitional Provisions which apply from 1st October 2007 + Increased Holiday Entitlement Ready–Reckoner
  • Template for Employers who need to inform Staff of their Increased Holiday Entitlement effective 1st October 2007
  • Formulate your Holiday related Company Policies + Holiday Booking Procedure + Employees who work on a Public / Bank Holiday + Holiday Entitlement for those Employees who terminate their employment
  • Sickness / injury payments
  • Maternity
  • Statutory Paternity Leave & Paternity Pay
  • Adoption Leave & Pay
  • Flexible Working – the right to apply
  • Periods of Notice
  • Dismissal on the grounds of sex, race, age, sexual orientation, religion or religious or philosophical belief or disability
  • Dismissal due to ill health – Access to medical reports
  • Guarantee payments
  • Itemised pay statement
  • Deductions from pay
  • Medical suspension pay
  • Time off
  • Disciplinary Practice & Procedures
  • Grievance Procedure
  • Changing an Employee's Contractual Terms & Conditions of Employment
  • The Employee File & Data Protection Act
  • The Working Time Regulations 1998
  • The Road Transport (Working Time) Regulations, 2005 & The Road Transport (Working Time) (Amendment) Regulations 2007
  • The Information and Consultation of Employees Regulations 2004
  • The Civil Partnership Act 2004
  • The Employment Equality (Age) Regulations 2006

PART III – TERMINATION OF THE CONTRACT

  • Introduction
  • Retirement and the Retirement Process
  • Resignation, constructive dismissal & mutual agreement
  • Unfair dismissal
  • Reasons for dismissal and a reasonable procedure
  • The employee's capability
  • The employee's ill health
  • The employee's qualifications
  • The employee's conduct
  • The procedure with regard to gross misconduct
  • Disciplinary Practice & Procedures
  • Modified Grievance Procedure
  • The employee is redundant
  • Employee contravenes legal requirement
  • Some other substantial reason justifying dismissal
  • Inadmissible reasons for dismissal
  • Written reasons for dismissal
  • Termination procedure
  • Providing references
  • Discrimination after the Working Relationship has ended
  • Death of an employee / ex employee procedure

PART IV – ADDITIONAL POLICIES, PROCEDURES & GUIDES

  • Personal harassment policy & procedure
  • Equal opportunities policy statement
  • Company Relocation Policy
  • E–mail, Internet & Telephone Policy
  • Vehicle policy
  • Expenses incurred on Company business
  • Conducting appraisals
  • Training and development procedure
  • Employment tribunals
  • Policy on Stress
  • Current Employment Rates / Awards
  • The Public Interest Disclosure Act 1998 – 'Whistleblowing'
  • The Health Act 2006 – Guidance on implementing the Smoke–Free Workplace Regulations
  • Smoke–Free Workplace Policy
  • TUPE – The Transfer of Undertakings (Protection of Employment Regulations) 2006 + Factsheet
  • Determining Employment Status – Factsheet
  • Compromise Agreements

PART V – APPENDICES

  • Application for Employment Form
  • Employee rejection letter after receipt of application form & prior to interview
  • Invitation to interview letter
  • Equal opportunity policy form
  • Interview checklist
  • Offer of appointment letter
  • Employee rejection letter after interview
  • Request for reference letter
  • Specimen pre–employment medical examination confirmation letter for a new employee & medical examination declaration form
  • New employee induction checklist
  • Specimen statement of terms & conditions of employment
  • Job description
  • Letter to employee confirming continued employment after successfully completing their probationary period
  • Letter to employee confirming extension of probationary period
  • Letter to employee confirming termination of employment after probationary period
  • Holiday request form
  • Notification of withholding of statutory sick–pay
  • Sickness self certification absence form
  • Notification of absence from work form
  • Employee absence record
  • Parental leave request form
  • Summary statement of an employee's rights under the access to medical reports act 1988 + specimen consent form for a medical report from an employee's medical practitioner
  • Specimen warning letter to employee
  • Employee disciplinary record
  • Contract of employment amendment letter
  • Acknowledgement letter of employee's resignation
  • Specimen exit interview form
  • Specimen letter on the death of an existing employee to their dependants
  • Specimen letter on the death of an ex–employee to their dependants
  • Specimen expenses claim form
  • Company relocation repayment undertaking form for a new employee
  • Company vehicle requisition form & Company vehicle rules and information for all vehicle users + Company Vehicle Information Sheet
  • Employee appraisal form – version 1
  • Employee appraisal form – version 2
  • Employee appraisal preparation form
  • Training and development policy
  • Annual training plan – departmental summary
  • Employee's internal training programme record
  • External training course evaluation form
  • Individual employee training record
  • Paternity leave self–certification form
  • Letter from Employer to acknowledge Notification of Maternity Leave
  • Opt–Out Agreement
  • Whistleblowing Policy and Procedure
  • List of Prescribed Persons
  • Notice of Disciplinary Meeting
  • Notice of written warning or final written warning
  • Notice of appeal meeting against warning
  • Notice of result of appeal against warning
  • Letter to be sent by the employer, setting out the reasons for the proposed dismissal or action short of dismissal and arranging the meeting (for statutory procedure)
  • Letter to be sent by the employer after the disciplinary meeting arranged in Letter 5 (for statutory procedure)
  • Notice of appeal meeting against dismissal (for statutory procedure)
  • Notice of result of appeal against dismissal (for statutory procedure)
  • Specimen letter of enquiry regarding likely cause of absence addressed to a worker's doctor
  • Specimen Personal Record Form
  • Job Advertisement Template
  • Considerations for Conducting a Disciplinary Meeting
  • Considerations for Conducting a Disciplinary Appeal Meeting
  • Investigation Checklist & Record into Disciplinary Allegations
  • Checklist & Record of an Employee Grievance
  • Personal Learning Plan
  • Person Specification – Blank Template
  • Return to Work Interview Record
  • Example of a letter informing an Employee of their retirement date and their right to request not to be retired
  • Example of a letter to an Employee informing them of a meeting to discuss their request not to be retired
  • Example of a letter to an Employee confirming retirement on the intended date after a meeting to discuss their request not to retire, and advising them of their right to appeal
  • Example of a letter to an employee informing them of an appeal meeting to discuss their request not to be retired
  • Example of a letter to an employee notifying them that their appeal not to be retired has been considered and rejected
  • Example of a letter to an employee, accepting their request not to be retired and confirming new retirement date
  • Specimen Age Discrimination Policy
  • Specimen Template letter to staff advising them of their increase in holiday entitlement, effective 1st October 2007
  • Retirement Key Dates Calculator (Excel Spreadsheet)
  • DTI Questionnaire (PDF document)
  • Age Discrimination Presentation for Company Staff responsible for recruiting and managing staff (PowerPoint Presentation)
  • Employee holiday record for Calendar Year 2009 – England & Wales
  • Employee Holiday Record for Calendar Year 2009 – Scotland
  • Employee Holiday Record for Fiscal Year 2008/09 – England & Wales
  • Employee Holiday Record for Fiscal Year 2008/09 – Scotland
  • Employee Holiday Record for Fiscal Year 2009/10 – England & Wales
  • Employee Holiday Record for Fiscal Year 2009/10 – Scotland
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Latest Updates March 2009...

  • Race Relations Act 1976 (Amendment) Regulations 2008
  • The Fixed-Term Employees (Prevention of less favourable treatment (Amendment) Regulations 2008
  • Income Tax (Pay As You Earn) (Amendment No. 4) Regulations 2007
  • Migrant Workers from Outside the EEA
  • Flexible Working Extension
  • Disclosure of Respondent Names to all Employment Tribunal Claims
  • Child Care Vouchers during Maternity Leave
  • Increases in Current Employment Rates and Awards
  • Increase in Statutory Holiday Entitlement
  • Repeal of the Statutory Disciplinary Resolution Procedures
  • Repeal of Section 98A Employment Rights Act 1996
  • National Minimum Wage
  • Trade Union Membership
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